385.321—What failures of safety management practices disclosed by the safety audit will result in a notice to a new entrant that its USDOT new entrant registration will be revoked?

Table to § 385.321 —Violations That Will Result in Automatic Failure of the New Entrant Safety Audit

Violation	Guidelines for determining automaticfailure of the safety audit
1. § 382.115(a) /§ 382.115(b) —Failing to implement an alcohol and/or controlled substances testing program (domestic and foreign motor carriers, respectively)	Single occurrence.
2. § 382.201 —Using a driver known to have an alcohol content of 0.04 or greater to perform a safety-sensitive function	Single occurrence.
3. § 382.211 —Using a driver who has refused to submit to an alcohol or controlled substances test required under part 382	Single occurrence.
4. § 382.215 —Using a driver known to have tested positive for a controlled substance	Single occurrence.
5. § 382.305 —Failing to implement a random controlled substances and/or alcohol testing program	Single occurrence.
6. § 383.3(a) /§ 383.23(a) —Knowingly using a driver who does not possess a valid CDL	Single occurrence.
7. § 383.37(a) —Knowingly allowing, requiring, permitting, or authorizing an employee with a commercial driver's license which is suspended, revoked, or canceled by a State or who is disqualified to operate a commercial motor vehicle	Single occurrence.
8. § 383.51(a) —Knowingly allowing, requiring, permitting, or authorizing a driver to drive who is disqualified to drive a commercial motor vehicle	Single occurrence. This violation refers to a driver operating a CMV as defined under § 383.5 .
9. § 387.7(a) —Operating a motor vehicle without having in effect the required minimum levels of financial responsibility coverage	Single occurrence.
10. § 387.31(a) —Operating a passenger carrying vehicle without having in effect the required minimum levels of financial responsibility	Single occurrence.
11. § 391.15(a) —Knowingly using a disqualified driver	Single occurrence.
12. § 391.11(b)(4) —Knowingly using a physically unqualified driver	Single occurrence. This violation refers to a driver operating a CMV as defined under § 390.5 .
13. § 395.8(a) —Failing to require a driver to make a record of duty status	Requires a violation threshold (51% or more of examined records) to trigger automatic failure.
14. § 396.9(c)(2) —Requiring or permitting the operation of a commercial motor vehicle declared “out-of-service” before repairs are made	Single occurrence.
15. § 396.11(c) —Failing to correct out-of-service defects listed by driver in a driver vehicle inspection report before the vehicle is operated again	Single occurrence.
Code of Federal Regulations 243
16. § 396.17(a) —Using a commercial motor vehicle not periodically inspected	Requires a violation threshold (51% or more of examined records) to trigger automatic failure.

CFR

385.321—What failures of safety management practices disclosed by the safety audit will result in a notice to a new entrant that its USDOT new entrant registration will be revoked?