(See § 34.10 of this chapter.)
(Submit an original and four copies.)
Report of Securities Issued
Description of security.................................... |
1. Face value or principal amount |
|
2. Plus premium or less discount |
|
3. Gross proceeds |
|
4. Underwriter's spread or commission |
|
5. Securities and Exchange Commission registration fee |
|
6. State mortgage registration tax |
|
7. State commission fee |
|
8. Fee for recording indenture |
|
9. United States document tax |
|
10. Printing and engraving expenses |
|
11. Trustee's charges |
|
12. Counsel fees |
|
13. Accountant's fees |
|
14. Cost of listing |
|
15. Miscellaneous expenses of issue |
|
(Describe large items) |
|
16.Total deductions |
|
17.Net amount realized |
|
Code of Federal Regulations
[Order 141, 12 FR 8591, Dec. 19, 1947, as amended by Order 182, 46 FR 50517, Oct. 14, 1981]
Code of Federal Regulations
Effective Date Note:
At 70 FR 35375, June 20, 2005, § 131.43 introductory text was revised, effective at the time of the next e-filing release during the Commission's next fiscal year. For the convenience of the user, the revised text follows:
§ 131.43
Report of securities issued.
(See § 34.10 of this chapter)
(Submit in electronic format in accordance with § 385.2003 of this chapter.)