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Title 17 - Commodity and Securities Exchanges
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CHAPTER IV—DEPARTMENT OF THE TREASURY
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SUBCHAPTER A—REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 (parts 400 to 449)
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PART 401—EXEMPTIONS
CFR
Title 1 - General Provisions
Title 2 - Grants and Agreements
Title 3 - The President
Title 4 - Accounts
Title 5 - Administrative Personnel
Title 6 - Domestic Security
Title 7 - Agriculture
Title 8 - Aliens and Nationality
Title 9 - Animals and Animal Products
Title 10 - Energy
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Title 13 - Business Credit and Assistance
Title 14 - Aeronautics and Space
Title 15 - Commerce and Foreign Trade
Title 16 - Commercial Practices
Title 17 - Commodity and Securities Exchanges
Title 18 - Conservation of Power and Water Resources
Title 19 - Customs Duties
Title 20 - Employees' Benefits
Title 21 - Food and Drugs
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Title 23 - Highways
Title 24 - Housing and Urban Development
Title 25 - Indians
Title 26 - Internal Revenue
Title 27 - Alcohol, Tobacco Products and Firearms
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Title 30 - Mineral Resources
Title 31 - Money and Finance: Treasury
Title 32 - National Defense
Title 33 - Navigation and Navigable Waters
Title 34 - Education
Title 35 - Panama Canal
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Title 37 - Patents, Trademarks, and Copyrights
Title 38 - Pensions, Bonuses, and Veterans' Relief
Title 39 - Postal Service
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Title 42 - Public Health
Title 43 - Public Lands: Interior
Title 44 - Emergency Management and Assistance
Title 45 - Public Welfare
Title 46 - Shipping
Title 47 - Telecommunication
Title 48 - Federal Acquisition Regulations System
Title 49 - Transportation
Title 50 - Wildlife and Fisheries
PART 401—EXEMPTIONS
401.1—Exemption for organizations handling transactions in United States Savings Bonds.
401.2—Exemption for depository institutions that submit tenders for the account of customers for purchase on original issue of United States Treasury securities.
401.3—Exemption for financial institutions that are engaged in limited government securities brokerage activities.
401.4—Exemption for financial institutions engaged in limited government securities dealer activities.
401.5—Exemption for corporate credit unions transacting limited government securities business with other credit unions.
401.6—Exemption for branches and agencies of foreign banks that deal solely with non-United States citizens resident offshore.
401.7—Temporary exemption for certain government securities brokers and dealers terminating business on or before October 31, 1987.
401.8—Temporary exemption for government securities brokers and dealers that are futures commission merchants registered with the CFTC.
401.9—Exemption for certain foreign government securities brokers or dealers.
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