CFR

CFR

SUBPART E—Forms for Statements and Reports From Nonregistered (Exempt) Companies (§259.402 to §259.405)

259.402—Form U-3A-2, for annual reports pursuant to Rule 2 (§ 250.2 of this chapter) for exempt holding companies which are intrastate or predominantly operating companies.
259.403—Form U-3A3-1, for annual reports pursuant to Rule 3 (§ 250.3 of this chapter) for banks which are exempt holding companies.
259.404—Certificate to be filed pursuant to § 250.7(d) of this chapter.
259.405—Form U-33-S, for annual reports pursuant to Rule 57(b) (§ 250.57 of this chapter).

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