CFR

CFR

PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

249b.100—Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
249b.101—Form TA-W, notice of withdrawal from registration as transfer agent.
249b.102—Form TA-2, 1 form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
249b.200—Form CA-1, 1 form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securit
249b.300—FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1

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