CFR

CFR

SUBPART I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations (§249.8

249.801—Form X-15AA-1, for application for registration as a national securities association or affiliated securities association.
249.802—Form X-15AJ-1, for amendatory and/or supplementary statements to registration statement of a national securities association or an affiliated securities association.
249.803—Form X-15AJ-2, for annual consolidated supplement of a national securities association or an affiliated securities association.
249.819—Form 19b-4, for electronic filing with respect to proposed rule changes by all self-regulatory organizations.
249.820—Form 19b-4(e) for the listing and trading of new derivative securities products by self-regulatory organizations that are not deemed proposed rule changes pursuant to Rule 19b-4(e)(
249.821—Form PILOT, information required of self-regulatory organizations operating pilot trading systems pursuant to § 240.19b-5 of this chapter.
249.822—Form 19b-7, for electronic filing with respect to proposed rule changes by self-regulatory organizations under Section 19(b)(7)(A) of the Securities Exchange Act of 1934.

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