SUBPART D—Forms for Annual and Other Reports of Issuers Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 (§249.306 to §249.447)
- 249.306—Form 6-K, report of foreign issuer pursuant to Rules 13a-16 (§ 240.13a-16 of this chapter) and 15d-16 (§ 240.15d-16 of this chapter) under the Securities Exchange Act of 1934.
- 249.308—Form 8-K, for current reports.
- 249.308a—Form 10-Q, for quarterly and transition reports under sections 13 or 15(d) of the Securities Exchange Act of 1934.
- 249.310—Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934.
- 249.311—Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934.
- 249.312—Form 10-D, periodic distribution reports by asset-backed issuers.
- 249.318—Form 18-K, annual report for foreign governments and political subdivisions thereof.
- 249.322—Form 12b-25—Notification of late filing.
- 249.323—Form 15, certification of termination of registration of a class of security under section 12(g) or notice of suspension of duty to file reports pursuant to sections 13 and 15(d) of the
- 249.324—Form 15F, certification by a foreign private issuer regarding the termination of registration of a class of securities under section 12(g) or the duty to file reports under section 13(a
- 249.325—Form 13F, report of institutional investment manager pursuant to section 13(f) of the Securities Exchange Act of 1934.
- 249.328T—Form 17-H, Risk assessment report for brokers and dealers pursuant to section 17(h) of the Securities Exchange Act of 1934 and rules thereunder.
- 249.330—Form N-SAR, annual and semi-annual report of certain registered investment companies.
- 249.331—Form N-CSR, certified shareholder report.
- 249.332—Form N-Q, quarterly schedule of portfolio holdings of registered management investment company.
- 249.444—Form SE, form for submission of paper format exhibits by electronic filers.
- 249.446—Form ID, uniform application for access codes to file on EDGAR.
- 249.447—Form TH—Notification of reliance on temporary hardship exemption.