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Title 17 - Commodity and Securities Exchanges
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CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
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PART 242—REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
CFR
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PART 242—REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
242.100—Preliminary note; definitions.
242.101—Activities by distribution participants.
242.102—Activities by issuers and selling security holders during a distribution.
242.103—Nasdaq passive market making.
242.104—Stabilizing and other activities in connection with an offering.
242.105—Short selling in connection with a public offering.
242.200—Definition of “short sale” and marking requirements.
242.201—Circuit breaker.
242.203—Borrowing and delivery requirements.
242.204—Close-out requirement.
242.300—Definitions.
242.301—Requirements for alternative trading systems.
242.302—Recordkeeping requirements for alternative trading systems.
242.303—Record preservation requirements for alternative trading systems.
242.400—Customer margin requirements for security futures—authority, purpose, interpretation, and scope.
242.401—Definitions.
242.402—General provisions.
242.403—Required margin.
242.404—Type, form and use of margin.
242.405—Withdrawal of margin.
242.406—Undermargined accounts.
242.500—Definitions.
242.501—Certifications in connection with research reports.
242.502—Certifications in connection with public appearances.
242.503—Certain foreign research reports.
242.504—Notification to associated persons.
242.505—Exclusion for news media.
242.600—NMS security designation and definitions.
242.601—Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.
242.602—Dissemination of quotations in NMS securities.
242.603—Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.
242.604—Display of customer limit orders.
242.605—Disclosure of order execution information.
242.606—Disclosure of order routing information.
242.607—Customer account statements.
242.608—Filing and amendment of national market system plans.
242.609—Registration of securities information processors: form of application and amendments.
242.610—Access to quotations.
242.611—Order protection rule.
242.612—Minimum pricing increment.
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