CFR

CFR

SUBPART A—Forms for Registration Statements (§239.4-239.10 to §239.65)

239.11—Form S-1, registration statement under the Securities Act of 1933.
239.13—Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers offered pursuant to certain types of transactions.
239.14—Form N-2 for closed end management investment companies registered on Form N-8A.
239.15—Form N-1 for open-end management investment companies registered on Form N-8A.
239.15A—Form N-1A, registration statement of open-end management investment companies.
239.16—Form S-6, for unit investment trusts registered on Form N-8B-2.
239.16b—Form S-8, for registration under the Securities Act of 1933 of securities to be offered to employees pursuant to employee benefit plans.
239.17a—Form N-3, registration statement for separate accounts organized as management investment companies.
239.17b—Form N-4, registration statement for separate accounts organized as unit investment trusts.
239.17c—Form N-6, registration statement for separate accounts organized as unit investment trusts that offer variable life insurance policies.
239.18—Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate companies.
239.20—Form S-20, for standardized options.
239.23—Form N-14, for the registration of securities issued in business combination transactions by investment companies and business development companies.
239.24—Form N-5, form for registration of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940.
239.25—Form S-4, for the registration of securities issued in business combination transactions.
239.31—Form F-1, registration statement under the Securities Act of 1933 for securities of certain foreign private issuers.
239.33—Form F-3, for registration under the Securities Act of 1933 of securities of certain foreign private issuers offered pursuant to certain types of transactions.
239.34—Form F-4, for registration of securities of foreign private issuers issued in certain business combination transactions.
239.36—Form F-6, for registration under the Securities Act of 1933 of depositary shares evidenced by American Depositary Receipts.
239.37—Form F-7, for registration under the Securities Act of 1933 of securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing securityholders.
239.38—Form F-8, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers or a business combination.
239.39—Form F-9, for registration under the Securities Act of 1933 of certain investment grade debt or investment grade preferred securities of certain Canadian issuers.
239.40—Form F-10, for registration under the Securities Act of 1933 of securities of certain Canadian issuers.
239.41—Form F-80, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers or a business combination.
239.42—Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-9, F-10, or F-80 (§§ 239.38, 239.39, 239.40, or 239.
239.43—Form F-N, appointment of agent for service of process by foreign banks and foreign insurance companies and certain of their holding companies and finance subsidiaries making public offer
239.63—Form ID, uniform application for access codes to file on EDGAR.
239.64—Form SE, form for submission of paper format exhibits by electronic filers.
239.65—Form TH—Notification of reliance on temporary hardship exemption.

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