Find Laws Find Lawyers Free Legal Forms USA State Laws

CFR

335.201—Securities exempted from registration.

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240.

Code of Federal Regulations

[75 FR 73949, Nov. 30, 2010
Tips